Internal Auditor - Cross Divisional Operations (CDO), KYC, CLM, Payments

Job title : Internal Auditor - Cross Divisional Operations (CDO), KYC, CLM, Payments
Location : Birmingham
Job type : Permanent
Salary : £40000 - £100000 per annum
Sector : Sell Side
Reference : BH-19583-1
Internal Auditor - Cross Divisional Operations (CDO), KYC, CLM, Payments, Investment Banking
Our client, a leading investment bank are looking for an Auditor for the Cross Divisional Operations team in a new Group Audit function, to assist the bank on various operational areas to identify key control weaknesses.
The team is looking to grow to 30 people in Birmingham in areas including Technology, CDO, Investment banking and IT Audit. You will be joining the organisation at a time of change and will contribute by playing a major role in developing the culture.
Your responsibilities will include.
  • Evaluating the adequacy of internal controls related to CDO managed audits following guidelines of group audit regulations.
  • Document process flows, identify risk, assess controls, perform audit testing. In addition, track and validate closure of internal audit and regulatory requirements.
  • Contribute to continuous monitoring and risk assessment of group audit in CDO environment.
  • Work on hoc projects
Required Experience:
  • Experience in internal or external audit or complex audit environemnts and relevant banking or finance experience.
  • Knowledge of either Client Lifecycle Management, KYC, Payments, Reference Data, IT or Risk
  • Knowledge of operational lifecycle is beneficial, Reference data services, lending operations or audit confirmation processing.
This is an exciting opportunity to be part of a growing new function within a leading financial organisation.

Cornwallis Elt is an Employment Agency & Employment Business and has been listed 3 times in The Sunday Times Virgin Fast Track 100 of the UK`s fastest growing private companies, as well as in the Recruitment International Top 250, Top 50 in IT and the Recruiter Fast 50 & Hot 100 reports.