Principal Compliance & Control (CASS) SME, Regulatory, Consulting, Custody, Inside IR35

Job title : Principal Compliance & Control (CASS) SME, Regulatory, Consulting, Custody, Inside IR35
Location : London
Job type : Contract
Salary : £800 - £1000 per day
Sector : Buy Side
Contact : Tom Herbert
Call : 020 7763 7090
Email : email Tom
Reference : BH-17040
Principal Compliance & Control (CASS) SME, CASS Forums, Regulatory Change, Compliance, SME, Consulting, Rule Book, Custody, Banking, Inside IR35
My Client, a leading global Financial Services company, is seeking an experienced Principal Compliance & Control (CASS) to join their London based office on a contract basis.
You will be responsible for advising on all aspects of the UK CASS Environment for the UK based Banks, supporting business leads in assessing the risks concerning the business by representing Compliance at CASS Forums, providing Management Information (MI) to stakeholders and acting as the Regulatory Lead on all CASS matters. Further to this you will be ensuring that Compliance has a strong presence across all aspects of the CASS environment throughout the banks.
  • To be successful in the role you will need;
  • Proven Compliance and Control background (CASS) within the financial services
  • A big 4 background would be highly beneficial
  • A strong background in Client Asset Compliance or Assurance in the UK Financial Sector
  • Strong Rule Book understanding from a Custody level
  • Excellent written and verbal communication skills 
This is an excellent opportunity to join a leading Financial Services organisation in a high profile role with excellent visibility.

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