Regulatory Oversight Specialist - Compliance- Operational Risk – Audit – Risk Assurance

Job title : Regulatory Oversight Specialist - Compliance- Operational Risk – Audit – Risk Assurance
Location : London
Job type : Permanent
Salary : £50000 - £63000 per annum
Sector : Buy Side
Reference : BH-18235-1
Regulatory Oversight Specialist - Compliance- Operational Risk – Audit – Risk Assurance

Our client, a leading investment management firm, are looking for an Investment Management Control Specialist to join them on a permanent basis. This position supports the build out of a brand new embedded control function supporting the fund management business.

The successful candidate will be responsible for ensuring that the business is aligned with operational risk and the compliance framework of the organisation. They will also be responsible for communicating and educating the business around compliance and regulatory requirements. The Regulatory Oversight Specialist will also be expected to ensure issues raised by Operational Risk are sorted in a timely manner.

Key Skills:
  • Over 3 years’ experience working internally within Audit, Risk Assurance, Compliance or Operational Risk.
  • Experience within Investment Management (Buy-side)
  • Strong stakeholder management skills and the ability to work proactively.

This is an exciting opportunity for a candidate to gain valuable experience at a leading investment management firm as part of a growing, business critical, central function. Suitable candidates will be contacted within 24 hours.

Cornwallis Elt is an Employment Agency & Employment Business and has been listed 3 times in The Sunday Times Virgin Fast Track 100 of the UK`s fastest growing private companies, as well as in the Recruitment International Top 250, Top 50 in IT and the Recruiter Fast 50 & Hot 100 reports.