Regulatory Oversight Executive – Operational Risk – Investment Management - £70,000 p/a

Our client, a leading Investment Management firm, based in the city are seeking an experienced Compliance or Regulatory Oversight professional with Operational Risk experience to join them on a permanent basis. This is an exciting role forming part of the build out of a global Investment Management Control and Compliance team. The successful candidate will be operating in a first/second line defence position interacting with a wide variety of stakeholders.
The ideal candidate will have over 3 years’ experience within either investment management or investment banking and have demonstrable experience within operational risk.
Experience required:

• Over 3 years’ experience within Investment Management, Banking or broader financial services.
• Solid understanding of Operational Risk policies, procedures or frameworks.
• Any experience within regulatory oversight or surveillance would be highly beneficial.

This is an exciting opportunity to join a leading investment management firm as part of a new team and gaining exposure to a wide variety of senior stakeholders. Successful candidates will be contacted within 48 hours. 

Cornwallis Elt is an Employment Agency & Employment Business and has been listed 3 times in The Sunday Times Virgin Fast Track 100 of the UK`s fastest growing private companies, as well as in the Recruitment International Top 250, Top 50 in IT and the Recruiter Fast 50 & Hot 100 reports.